Ralph Parks Investment Group LLC
CRD 138121SEC# 801-65169Pittsford, NY
No longer SEC-registered. Ralph Parks Investment Group LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$82.9M
Employees
3
Accounts
315
Location
Pittsford, NY
Ralph Parks Investment Group LLC assets under management
Ralph Parks Investment Group LLC is an investment advisory firm registered with the SEC based in Pittsford, NY. It reports $82.9 million in regulatory assets under management and employs 3 people.
Ralph Parks Investment Group LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Aspire Capital Management Inc. Control | Owner | Over 75% | 2011 |
| Gina M Griffo Control | Chief Executive Officer-12/2011, Chief Compliance Officer-11/2005 | Under 5% | 2005 |
| Rajiv Nath Dixit Control | Chief Investment Officer-12/2011, Chief Operating Officer-02/2006 | Under 5% | 2006 |
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Join to unlock · $37/moFrequently asked questions
How much does Ralph Parks Investment Group LLC manage?
Ralph Parks Investment Group LLC reports $82.9 million in regulatory assets under management on its Form ADV.
How many employees does Ralph Parks Investment Group LLC have?
Ralph Parks Investment Group LLC reports 3 employees.
Where is Ralph Parks Investment Group LLC located?
Ralph Parks Investment Group LLC is based in Pittsford, NY.
Does Ralph Parks Investment Group LLC disclose fund performance?
Ralph Parks Investment Group LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 145 Sully's Trail, Suite 5, Pittsford, NY 14534 |
| Office hours | 8:30a.m. - 4:30p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$82.9M▲ 8%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 94%
Larger than 6% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$82.9Mregulatory AUM
Discretionary $81.6MNon-discretionary $1.3M