Rathbones Investment Management Limited
● SEC registered since 2005CRD 124925SEC# 801-64731Liverpool
Reg. AUM
$135.09B
Employees
1,715
Accounts
219,634
Location
Liverpool
Rathbones Investment Management Limited assets under management
Rathbones Investment Management Limited is an investment advisory firm registered with the SEC based in Liverpool. The firm has been registered since 2005. It reports $135.1 billion in regulatory assets under management and employs 1,715 people.
Rathbones Investment Management Limited owners & executives
11 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Annette Louise Dowden Control | Chief Compliance Officer | Under 5% | 2026 |
| Clive Christopher Roger Bannister | Chairman Rathbones Investment Management Ltd | Under 5% | 2021 |
| Dharmash Pravin Mistry | Non Executive Director Rathbones Investment Management Ltd | Under 5% | 2021 |
See all 11 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Rathbones Investment Management Limited manage?
Rathbones Investment Management Limited reports $135.1 billion in regulatory assets under management on its Form ADV.
How many employees does Rathbones Investment Management Limited have?
Rathbones Investment Management Limited reports 1,715 employees.
Where is Rathbones Investment Management Limited located?
Rathbones Investment Management Limited is based in Liverpool and has been SEC-registered since 2005.
Does Rathbones Investment Management Limited disclose fund performance?
Rathbones Investment Management Limited is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | Port of Liverpool Building, Pier Head, Liverpool L3 1NW |
| Phone | +44-151 236 6666 |
| Fax | +44-151 243 7001 |
| Office hours | 9a.m.-5p.m. Gmt |
| SEC region | HQ |
| Discloses disciplinary history | No |
Regulatory AUM
$135.09B▲ 102%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 1%
Larger than 99% of 16,271 advisers
EmployeesTop 1%
More than 99% of 16,825 advisers
Assets under management
$135.09Bregulatory AUM
Discretionary $118.86BNon-discretionary $16.23B