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Raub Brock Capital Management, LP

● SEC registered since 2010CRD 153994SEC# 801-71732Larkspur, CA
Export (members)
Reg. AUM
$2.93B
Employees
9
Accounts
6,352
Location
Larkspur, CA

Raub Brock Capital Management, LP assets under management

Raub Brock Capital Management, LP operates as an SEC-registered investment adviser based in Larkspur, CA. The firm has been registered since 2010. It reports $2.9 billion in regulatory assets under management and employs 9 people.

Raub Brock Capital Management, LP owners & executives

4 reported
NameTitleOwnershipSince
Raub-Alpert Holdings, LLCGeneral Partner5-10%2012
Richard Henry Alpert ControlLimited Partner And Portfolio ManagerOver 75%2010
Wendy Jeanne Phillippay ControlChief Compliance OfficerUnder 5%2021
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Frequently asked questions

How much does Raub Brock Capital Management, LP manage?

Raub Brock Capital Management, LP reports $2.9 billion in regulatory assets under management on its Form ADV.

How many employees does Raub Brock Capital Management, LP have?

Raub Brock Capital Management, LP reports 9 employees.

Where is Raub Brock Capital Management, LP located?

Raub Brock Capital Management, LP is based in Larkspur, CA and has been SEC-registered since 2010.

Does Raub Brock Capital Management, LP disclose fund performance?

Raub Brock Capital Management, LP is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address700 Larkspur Landing Circle, Suite 240, Larkspur, CA 94939
Phone415-927-6990
Fax415-927-6996
Office hours8:30 - 5:00
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Regulatory AUM

$2.93B▼ 9%
Mar '25 — $3.22BApr '25 — $3.22BMay '25 — $3.22BJun '25 — $3.22BJul '25 — $3.22BAug '25 — $3.22BSep '25 — $3.22BOct '25 — $3.22BNov '25 — $3.22BDec '25 — $3.22BJan '26 — $3.22BFeb '26 — $3.22BMar '26 — $2.93BApr '26 — $2.93BMay '26 — $2.93BJun '26 — $2.93B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 18%
Larger than 82% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers

Assets under management

$2.93Bregulatory AUM
Discretionary $467MNon-discretionary $2.46B