Raymond James (USA) Ltd
● SEC registered since 2011CRD 25853SEC# 801-72137Vancouver
Reg. AUM
$1.99B
Employees
175
Accounts
4,869
Location
Vancouver
Raymond James (USA) Ltd assets under management
Raymond James (USA) Ltd is an investment advisory firm registered with the SEC based in Vancouver. The firm has been registered since 2011. It reports $2 billion in regulatory assets under management and employs 175 people.
Raymond James (USA) Ltd owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher John Lim Control | Chief Financial Officer | Under 5% | 2022 |
| Efstratios Michael Serbanos Control | General Counsel | Under 5% | 2024 |
| Harris Ayyub Control | Sr. Manager & Chief Compliance Officer (acting) | Under 5% | 2025 |
See all 9 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Raymond James (USA) Ltd manage?
Raymond James (USA) Ltd reports $2 billion in regulatory assets under management on its Form ADV.
How many employees does Raymond James (USA) Ltd have?
Raymond James (USA) Ltd reports 175 employees.
Where is Raymond James (USA) Ltd located?
Raymond James (USA) Ltd is based in Vancouver and has been SEC-registered since 2011.
Does Raymond James (USA) Ltd disclose fund performance?
Raymond James (USA) Ltd is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2100-925 West Georgia Street, Vancouver V6C3L2 |
| Phone | 877-570-7558 |
| Fax | 866-567-0514 |
| Office hours | 6:00a.m.-4:00p.m. |
| SEC region | HQ |
| Discloses disciplinary history | Yes |
Regulatory AUM
$1.99B▲ 29%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 22%
Larger than 78% of 16,271 advisers
EmployeesTop 4%
More than 96% of 16,825 advisers
Assets under management
$1.99Bregulatory AUM
Discretionary $499.9MNon-discretionary $1.49B