Red Oak Financial Group, LLC
● SEC registered since 2015CRD 166912SEC# 801-80860Towson, MD
Reg. AUM
$1.04B
Employees
20
Accounts
1,885
Location
Towson, MD
Red Oak Financial Group, LLC assets under management
Red Oak Financial Group, LLC is an SEC-registered investment adviser based in Towson, MD. The firm has been registered since 2015. It reports $1 billion in regulatory assets under management and employs 20 people.
Red Oak Financial Group, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Patrick Compton Control | Chief Compliance Officer/Managing Member | Under 5% | 2013 |
| Rl Compton & Associates, Inc. Control | Owner | Over 75% | 2013 |
| Christopher Patrick Compton Control | Managing Member/Owner | Over 75% | 2013 |
Frequently asked questions
How much does Red Oak Financial Group, LLC manage?
Red Oak Financial Group, LLC reports $1 billion in regulatory assets under management on its Form ADV.
How many employees does Red Oak Financial Group, LLC have?
Red Oak Financial Group, LLC reports 20 employees.
Where is Red Oak Financial Group, LLC located?
Red Oak Financial Group, LLC is based in Towson, MD and has been SEC-registered since 2015.
Does Red Oak Financial Group, LLC disclose fund performance?
Red Oak Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 403 Allegheny Avenue, Towson, MD 21204 |
| Phone | 410-321-0168 |
| Fax | 410-321-0169 |
| Office hours | 8:30a.m. - 5:00p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| CIK | 1844567 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.04B▲ 44%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 32%
Larger than 68% of 16,271 advisers
EmployeesTop 24%
More than 76% of 16,825 advisers
Assets under management
$1.04Bregulatory AUM
Discretionary $616.7MNon-discretionary $423.5M