Red Wave Investments LLC
● SEC registered since 2020CRD 153198SEC# 801-119079Dillsburg, PA
Reg. AUM
$397.7M
Employees
3
Accounts
711
Location
Dillsburg, PA
Red Wave Investments LLC assets under management
Red Wave Investments LLC operates as an SEC-registered investment adviser based in Dillsburg, PA. The firm has been registered since 2020. It reports $397.7 million in regulatory assets under management and employs 3 people.
Red Wave Investments LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Marc Andrew Smith Control | Chief Compliance Officer & Principal Member | Over 75% | 2012 |
Frequently asked questions
How much does Red Wave Investments LLC manage?
Red Wave Investments LLC reports $397.7 million in regulatory assets under management on its Form ADV.
How many employees does Red Wave Investments LLC have?
Red Wave Investments LLC reports 3 employees.
Where is Red Wave Investments LLC located?
Red Wave Investments LLC is based in Dillsburg, PA and has been SEC-registered since 2020.
Does Red Wave Investments LLC disclose fund performance?
Red Wave Investments LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 6 North Baltimore Street, Suite 3, Dillsburg, PA 17019 |
| Phone | 717.601.0651 |
| Fax | 717.819.9018 |
| Office hours | 9:00a.m. - 5:00p.m. Est |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$397.7M▲ 10%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 54%
Larger than 46% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$397.7Mregulatory AUM
Discretionary $397.7M