Regal Bay Investment Group, LLC
CRD 121829SEC# 801-136168Milwaukee, WI
No longer SEC-registered. Regal Bay Investment Group, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$114.5M
Employees
1
Accounts
216
Location
Milwaukee, WI
Regal Bay Investment Group, LLC assets under management
Regal Bay Investment Group, LLC is an investment advisory firm registered with the SEC based in Milwaukee, WI. It reports $114.5 million in regulatory assets under management and employs 1 people.
Regal Bay Investment Group, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Ross Mason Langill Control | Chief Compliance Officer | Over 75% | 2002 |
Frequently asked questions
How much does Regal Bay Investment Group, LLC manage?
Regal Bay Investment Group, LLC reports $114.5 million in regulatory assets under management on its Form ADV.
How many employees does Regal Bay Investment Group, LLC have?
Regal Bay Investment Group, LLC reports 1 employees.
Where is Regal Bay Investment Group, LLC located?
Regal Bay Investment Group, LLC is based in Milwaukee, WI.
Does Regal Bay Investment Group, LLC disclose fund performance?
Regal Bay Investment Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 250 East Wisconsin Avenue, Suite 1500, Milwaukee, WI 53202 |
| Office hours | 8 a.m. - 4 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$114.5MNo change
Apr '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 91%
Larger than 9% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$114.5Mregulatory AUM
Discretionary $1.1MNon-discretionary $113.4M