Regency Capital Management Inc.
● SEC registered since 2021CRD 312435SEC# 801-120277Honolulu, HI
Ranks #4,327 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$364.1M
Fund GAV
$2.1M
Private funds
1
Employees
5
Accounts
371
Location
Honolulu, HI
Regency Capital Management Inc. assets under management
Regency Capital Management Inc. is a registered investment adviser overseen by the SEC based in Honolulu, HI. The firm has been registered since 2021. It reports $364.1 million in regulatory assets under management and employs 5 people. Regency Capital Management Inc. manages 1 private fund with combined gross assets of $2.1 million, including Regency Capital Management Fund LP. By regulatory assets, it ranks 4,327 of 6,004 private fund managers.
Regency Capital Management Inc. private funds
1 funds · $2.1M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Regency Capital Management Fund LP | Hedge | $2.1M | $1M |
Regency Capital Management Inc. owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Arthur Jacques Mallet Control | President, Coo, Cco | Under 5% | 2021 |
| Neil T. Rose Control | Ceo | 50-75% | 2020 |
| Regency Acquisitions LLC Control | Member | Over 75% | 2020 |
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Join to unlock · $37/moFrequently asked questions
How much does Regency Capital Management Inc. manage?
Regency Capital Management Inc. reports $364.1 million in regulatory assets under management on its Form ADV.
How many private funds does Regency Capital Management Inc. manage?
Regency Capital Management Inc. manages 1 private funds with combined gross assets of $2.1 million.
How many employees does Regency Capital Management Inc. have?
Regency Capital Management Inc. reports 5 employees.
Where is Regency Capital Management Inc. located?
Regency Capital Management Inc. is based in Honolulu, HI and has been SEC-registered since 2021.
Does Regency Capital Management Inc. disclose fund performance?
Regency Capital Management Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1001 Bishop Street, Suite 1090, Honolulu, HI 96813 |
| Phone | 808-451-3193 |
| Fax | 808-465-3822 |
| Office hours | 8:00a.m. To 4:00p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$364.1M▲ 20%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 57%
Larger than 43% of 16,271 advisers
AUM vs fund managersTop 72%
Larger than 28% of 6,004 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$364.1Mregulatory AUM
Discretionary $364.1M