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Resource Financial Group, Ltd.

● SEC registered since 2006CRD 119833SEC# 801-66619Wilmette, IL
Export (members)
Reg. AUM
$637.4M
Employees
8
Accounts
934
Location
Wilmette, IL

Resource Financial Group, Ltd. assets under management

Resource Financial Group, Ltd. is an investment advisory firm registered with the SEC based in Wilmette, IL. The firm has been registered since 2006. It reports $637.4 million in regulatory assets under management and employs 8 people.

Resource Financial Group, Ltd. owners & executives

2 reported
NameTitleOwnershipSince
Brian Anthony PugalCo-Owner10-25%2021
Peter Michael Maris ControlPresident And Chief Compliance OfficerOver 75%1996

Frequently asked questions

How much does Resource Financial Group, Ltd. manage?

Resource Financial Group, Ltd. reports $637.4 million in regulatory assets under management on its Form ADV.

How many employees does Resource Financial Group, Ltd. have?

Resource Financial Group, Ltd. reports 8 employees.

Where is Resource Financial Group, Ltd. located?

Resource Financial Group, Ltd. is based in Wilmette, IL and has been SEC-registered since 2006.

Does Resource Financial Group, Ltd. disclose fund performance?

Resource Financial Group, Ltd. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1000 Skokie Blvd., Suite 525, Wilmette, IL 60091
Phone847-256-7495
Fax847-256-7497
Office hours8:00 a.m. To 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Regulatory AUM

$637.4M▲ 17%
Mar '25 — $542.6MApr '25 — $542.6MMay '25 — $542.6MJun '25 — $542.6MJul '25 — $542.6MAug '25 — $542.6MSep '25 — $542.6MOct '25 — $542.6MNov '25 — $542.6MDec '25 — $542.6MJan '26 — $542.6MFeb '26 — $542.6MMar '26 — $637.4MApr '26 — $637.4MMay '26 — $637.4MJun '26 — $637.4M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 42%
Larger than 58% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers

Assets under management

$637.4Mregulatory AUM
Discretionary $480.8MNon-discretionary $156.6M