Retirement Capital Strategies, Inc.
● SEC registered since 2010CRD 139009SEC# 801-70918San Jose, CA
Reg. AUM
$305.2M
Employees
6
Accounts
627
Location
San Jose, CA
Retirement Capital Strategies, Inc. assets under management
Retirement Capital Strategies, Inc. is an investment advisory firm registered with the SEC based in San Jose, CA. The firm has been registered since 2010. It reports $305.2 million in regulatory assets under management and employs 6 people.
Retirement Capital Strategies, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Camilla Elizabeth Neri Control | Director | Under 5% | 2020 |
| Theresa Lucia Vasquez Control | Chief Compliance Officer | Under 5% | 2018 |
| Thomas Earl Vaughan Control | Ceo/President | Over 75% | 2017 |
Frequently asked questions
How much does Retirement Capital Strategies, Inc. manage?
Retirement Capital Strategies, Inc. reports $305.2 million in regulatory assets under management on its Form ADV.
How many employees does Retirement Capital Strategies, Inc. have?
Retirement Capital Strategies, Inc. reports 6 employees.
Where is Retirement Capital Strategies, Inc. located?
Retirement Capital Strategies, Inc. is based in San Jose, CA and has been SEC-registered since 2010.
Does Retirement Capital Strategies, Inc. disclose fund performance?
Retirement Capital Strategies, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1190 Saratoga Ave., Suite 140, San Jose, CA 95129 |
| Phone | 408-551-6100 |
| Fax | 408-551-6161 |
| Office hours | 9a.m. - 5p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$305.2M▲ 3%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 62%
Larger than 38% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$305.2Mregulatory AUM
Discretionary $305.2M