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Retirement Financial Group, LLC

● SEC registered since 2022CRD 322692SEC# 801-126392Beaumont, TX
Export (members)
Reg. AUM
$185.9M
Employees
4
Accounts
1,004
Location
Beaumont, TX

Retirement Financial Group, LLC assets under management

Retirement Financial Group, LLC is an SEC-registered investment adviser based in Beaumont, TX. The firm has been registered since 2022. It reports $185.9 million in regulatory assets under management and employs 4 people.

Retirement Financial Group, LLC owners & executives

3 reported
NameTitleOwnershipSince
Clark Calvin Shofner ControlManaging Member50-75%2022
Erik Otha Morgan ControlManaging Member50-75%2022
Katelynn Makenzie ReeseCcoUnder 5%2022

Frequently asked questions

How much does Retirement Financial Group, LLC manage?

Retirement Financial Group, LLC reports $185.9 million in regulatory assets under management on its Form ADV.

How many employees does Retirement Financial Group, LLC have?

Retirement Financial Group, LLC reports 4 employees.

Where is Retirement Financial Group, LLC located?

Retirement Financial Group, LLC is based in Beaumont, TX and has been SEC-registered since 2022.

Does Retirement Financial Group, LLC disclose fund performance?

Retirement Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1090 Longfellow Dr., Beaumont, TX 77706
Phone409-908-4160
Office hours8:30 a.m. To 5:00 p.m.
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyNo

Regulatory AUM

$185.9M▲ 53%
Jan '25 — $121.7MFeb '25 — $121.7MMar '25 — $153.3MApr '25 — $153.3MMay '25 — $153.3MJun '25 — $153.3MJul '25 — $153.3MAug '25 — $153.3MSep '25 — $153.3MOct '25 — $153.3MNov '25 — $153.3MDec '25 — $153.3MJan '26 — $153.3MFeb '26 — $153.3MMar '26 — $185.9MApr '26 — $185.9MMay '26 — $185.9MJun '26 — $185.9M
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 77%
Larger than 23% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers

Assets under management

$185.9Mregulatory AUM
Discretionary $185.9M