PPrivate Fund Data
CompaniesFundsPeopleRankingsScreener

Rfg Advisory, LLC

● SEC registered since 2014CRD 158401SEC# 801-79153Vestavia Hills, AL
Export (members)
Reg. AUM
$6.81B
Employees
311
Accounts
25,346
Location
Vestavia Hills, AL

Rfg Advisory, LLC assets under management

Rfg Advisory, LLC is an investment advisory firm registered with the SEC based in Vestavia Hills, AL. The firm has been registered since 2014. It reports $6.8 billion in regulatory assets under management and employs 311 people.

Rfg Advisory, LLC owners & executives

12 reported
NameTitleOwnershipSince
Bobby Ray Trust White ControlManaging Member And Executive Chairman5-10%2011
Douglas Scott Nelson ControlCfoUnder 5%2025
Edward Christy Swenson ControlPresidentUnder 5%2025
See all 12 owners & executives — unlock the full record.
Join to unlock · $37/mo

Frequently asked questions

How much does Rfg Advisory, LLC manage?

Rfg Advisory, LLC reports $6.8 billion in regulatory assets under management on its Form ADV.

How many employees does Rfg Advisory, LLC have?

Rfg Advisory, LLC reports 311 employees.

Where is Rfg Advisory, LLC located?

Rfg Advisory, LLC is based in Vestavia Hills, AL and has been SEC-registered since 2014.

Does Rfg Advisory, LLC disclose fund performance?

Rfg Advisory, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1400 Urban Center Drive, Suite 475, Vestavia Hills, AL 35242-2245
Phone205-397-2450
Fax205-968-6089
Office hoursBy Appointment
SEC regionAtlanta Regional Office (ARO)
CIK1633387
Discloses disciplinary historyNo

Regulatory AUM

$6.81B▲ 77%
Jan '25 — $3.86BFeb '25 — $3.86BMar '25 — $4.94BApr '25 — $4.94BMay '25 — $4.94BJun '25 — $4.94BJul '25 — $4.94BAug '25 — $4.94BSep '25 — $4.94BOct '25 — $6.12BNov '25 — $6.12BDec '25 — $6.12BJan '26 — $6.12BFeb '26 — $6.12BMar '26 — $6.81BApr '26 — $6.81BMay '26 — $6.81BJun '26 — $6.81B
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 11%
Larger than 89% of 16,271 advisers
EmployeesTop 3%
More than 97% of 16,825 advisers

Assets under management

$6.81Bregulatory AUM
Discretionary $6.81B