Rg Financial, LLC
● SEC registered since 2021CRD 311162SEC# 801-120581Carlsbad, CA
Reg. AUM
$158.1M
Employees
3
Accounts
461
Location
Carlsbad, CA
Rg Financial, LLC assets under management
Rg Financial, LLC operates as an SEC-registered investment adviser based in Carlsbad, CA. The firm has been registered since 2021. It reports $158.1 million in regulatory assets under management and employs 3 people.
Rg Financial, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Justin Anthony Reckers Control | Managing Member & Chief Compliance Officer | 50-75% | 2025 |
| Sandra Marie Bozanic Control | Chief Financial Officer | 25-50% | 2021 |
Frequently asked questions
How much does Rg Financial, LLC manage?
Rg Financial, LLC reports $158.1 million in regulatory assets under management on its Form ADV.
How many employees does Rg Financial, LLC have?
Rg Financial, LLC reports 3 employees.
Where is Rg Financial, LLC located?
Rg Financial, LLC is based in Carlsbad, CA and has been SEC-registered since 2021.
Does Rg Financial, LLC disclose fund performance?
Rg Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 703 Palomar Airport Road, Suite 240, Carlsbad, CA 92011 |
| Phone | (858) 800-4176 |
| Office hours | 8 a.m. - 4 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$158.1M▲ 4%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 82%
Larger than 18% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$158.1Mregulatory AUM
Discretionary $157.5MNon-discretionary $592K