Rice Financial Consulting, Inc.
● SEC registered since 2016CRD 170346SEC# 801-107140Los Gatos, CA
Reg. AUM
$287.2M
Employees
5
Accounts
369
Location
Los Gatos, CA
Rice Financial Consulting, Inc. assets under management
Rice Financial Consulting, Inc. operates as an SEC-registered investment adviser based in Los Gatos, CA. The firm has been registered since 2016. It reports $287.2 million in regulatory assets under management and employs 5 people.
Rice Financial Consulting, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dorothy Janet Hundrieser Control | Managing Member And Chief Compliance Officer | Under 5% | 2014 |
| Stephen Manfred Rice Control | President | Over 75% | 2003 |
Frequently asked questions
How much does Rice Financial Consulting, Inc. manage?
Rice Financial Consulting, Inc. reports $287.2 million in regulatory assets under management on its Form ADV.
How many employees does Rice Financial Consulting, Inc. have?
Rice Financial Consulting, Inc. reports 5 employees.
Where is Rice Financial Consulting, Inc. located?
Rice Financial Consulting, Inc. is based in Los Gatos, CA and has been SEC-registered since 2016.
Does Rice Financial Consulting, Inc. disclose fund performance?
Rice Financial Consulting, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 300 E. Main Street, Los Gatos, CA 95030 |
| Phone | (408) 354-3400 |
| Fax | (408) 354-3404 |
| Office hours | 8:00 a.m. - 5 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$287.2M▲ 24%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 64%
Larger than 36% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$287.2Mregulatory AUM
Discretionary $0Non-discretionary $287.2M