Rice Hall James & Associates LLC
● SEC registered since 2003CRD 125410SEC# 801-61905San Diego, CA
Reg. AUM
$1.74B
Employees
23
Accounts
249
Location
San Diego, CA
Rice Hall James & Associates LLC assets under management
Rice Hall James & Associates LLC operates as an SEC-registered investment adviser based in San Diego, CA. The firm has been registered since 2003. It reports $1.7 billion in regulatory assets under management and employs 23 people.
Rice Hall James & Associates LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Carl Martin Obeck Control | Member, Chief Financial Officer | 10-25% | 2009 |
| Daniel Steven Sargen Control | Managing Member, Chief Investment Officer, Portfolio Manager | 5-10% | 2025 |
| Gary Schuler Rice | Portfolio Manager | 10-25% | 1987 |
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Join to unlock · $37/moFrequently asked questions
How much does Rice Hall James & Associates LLC manage?
Rice Hall James & Associates LLC reports $1.7 billion in regulatory assets under management on its Form ADV.
How many employees does Rice Hall James & Associates LLC have?
Rice Hall James & Associates LLC reports 23 employees.
Where is Rice Hall James & Associates LLC located?
Rice Hall James & Associates LLC is based in San Diego, CA and has been SEC-registered since 2003.
Does Rice Hall James & Associates LLC disclose fund performance?
Rice Hall James & Associates LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 600 West Broadway Suite 1000, San Diego, CA 92101 |
| Phone | 619-239-9005 |
| Fax | 619-239-6034 |
| Office hours | 6:30a.m. To 3:30p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.74B▼ 2%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 24%
Larger than 76% of 16,271 advisers
EmployeesTop 22%
More than 78% of 16,825 advisers
Assets under management
$1.74Bregulatory AUM
Discretionary $1.74B