Richey Advisors, Inc.
● SEC registered since 2025CRD 277137SEC# 801-131970Placentia, CA
Reg. AUM
$159.7M
Employees
5
Accounts
562
Location
Placentia, CA
Richey Advisors, Inc. assets under management
Richey Advisors, Inc. is an investment advisory firm registered with the SEC based in Placentia, CA. The firm has been registered since 2025. It reports $159.7 million in regulatory assets under management and employs 5 people.
Richey Advisors, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Patrick Ripley Control | President & Cco | Over 75% | 2015 |
Frequently asked questions
How much does Richey Advisors, Inc. manage?
Richey Advisors, Inc. reports $159.7 million in regulatory assets under management on its Form ADV.
How many employees does Richey Advisors, Inc. have?
Richey Advisors, Inc. reports 5 employees.
Where is Richey Advisors, Inc. located?
Richey Advisors, Inc. is based in Placentia, CA and has been SEC-registered since 2025.
Does Richey Advisors, Inc. disclose fund performance?
Richey Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 151 N. Kraemer Blvd., Suite 105, Placentia, CA 92870 |
| Phone | (714) 449-9696 |
| Office hours | Mon - Thurs: 8:30a.m. To 3:30p.m.; Fri: By Appt (Fri 8:30a.m. - 1:30p.m. Tel/Email) |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$159.7M▲ 48%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 81%
Larger than 19% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$159.7Mregulatory AUM
Discretionary $159.7M