Ricketts Financial, LLC
● SEC registered since 2020CRD 309381SEC# 801-118963Louisville, KY
Reg. AUM
$314M
Employees
3
Accounts
288
Location
Louisville, KY
Ricketts Financial, LLC assets under management
Ricketts Financial, LLC is an investment advisory firm registered with the SEC based in Louisville, KY. The firm has been registered since 2020. It reports $314 million in regulatory assets under management and employs 3 people.
Ricketts Financial, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher McCauley Ricketts Control | Principal | 50-75% | 2020 |
| Patrick Hampton Ricketts Control | Chief Compliance Officer & Principal | 50-75% | 2021 |
Frequently asked questions
How much does Ricketts Financial, LLC manage?
Ricketts Financial, LLC reports $314 million in regulatory assets under management on its Form ADV.
How many employees does Ricketts Financial, LLC have?
Ricketts Financial, LLC reports 3 employees.
Where is Ricketts Financial, LLC located?
Ricketts Financial, LLC is based in Louisville, KY and has been SEC-registered since 2020.
Does Ricketts Financial, LLC disclose fund performance?
Ricketts Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4360 Brownsboro Road, Suite 115, Louisville, KY 40207 |
| Phone | (502) 396-4055 |
| Office hours | 8 a.m. - 5 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$314M▲ 8%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 61%
Larger than 39% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$314Mregulatory AUM
Discretionary $309.3MNon-discretionary $4.7M