Rm Financial Services, LLC
● SEC registered since 2021CRD 304297SEC# 801-120468Falmouth, ME
Reg. AUM
$245.4M
Employees
4
Accounts
980
Location
Falmouth, ME
Rm Financial Services, LLC assets under management
Rm Financial Services, LLC is an investment advisory firm registered with the SEC based in Falmouth, ME. The firm has been registered since 2021. It reports $245.4 million in regulatory assets under management and employs 4 people.
Rm Financial Services, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Aaron Pike Rugh Control | Chief Executive Officer | 50-75% | 2019 |
| Cayla Jane Moore | Chief Compliance Officer | Under 5% | 2023 |
| Mark Lawrence MacLeod Control | Managing Member / President | 50-75% | 2019 |
Frequently asked questions
How much does Rm Financial Services, LLC manage?
Rm Financial Services, LLC reports $245.4 million in regulatory assets under management on its Form ADV.
How many employees does Rm Financial Services, LLC have?
Rm Financial Services, LLC reports 4 employees.
Where is Rm Financial Services, LLC located?
Rm Financial Services, LLC is based in Falmouth, ME and has been SEC-registered since 2021.
Does Rm Financial Services, LLC disclose fund performance?
Rm Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 362 US Route One, Falmouth, ME 04105 |
| Phone | (207) 781-7637 |
| Fax | (207) 781-7639 |
| Office hours | M-Th 8:30-4:30; F 8:30-4:00 |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$245.4M▲ 11%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 68%
Larger than 32% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$245.4Mregulatory AUM
Discretionary $236.7MNon-discretionary $8.7M