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Rochester Investments Inc

● SEC registered since 2020CRD 306782SEC# 801-119583Rochester, NY
Export (members)
Reg. AUM
$69.5M
Employees
1
Accounts
300
Location
Rochester, NY

Rochester Investments Inc assets under management

Rochester Investments Inc operates as an SEC-registered investment adviser based in Rochester, NY. The firm has been registered since 2020. It reports $69.5 million in regulatory assets under management and employs 1 people.

Rochester Investments Inc owners & executives

2 reported
NameTitleOwnershipSince
Diana S Apostolova ControlChief Compliance OfficerOver 75%2020
Diana S Apostolova ControlPresidentOver 75%2019

Frequently asked questions

How much does Rochester Investments Inc manage?

Rochester Investments Inc reports $69.5 million in regulatory assets under management on its Form ADV.

How many employees does Rochester Investments Inc have?

Rochester Investments Inc reports 1 employees.

Where is Rochester Investments Inc located?

Rochester Investments Inc is based in Rochester, NY and has been SEC-registered since 2020.

Does Rochester Investments Inc disclose fund performance?

Rochester Investments Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1580 W Ridge Rd, Rochester, NY 14615
Phone585-568-6656
Fax585-357-5005
Office hoursBy Appointment Only
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Regulatory AUM

$69.5M▲ 18%
Mar '25 — $58.7MApr '25 — $58.7MMay '25 — $58.7MJun '25 — $58.7MJul '25 — $58.7MAug '25 — $58.7MSep '25 — $58.7MOct '25 — $58.7MNov '25 — $58.7MDec '25 — $58.7MJan '26 — $58.7MFeb '26 — $58.7MMar '26 — $69.5MApr '26 — $69.5MMay '26 — $69.5MJun '26 — $69.5M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 95%
Larger than 5% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers

Assets under management

$69.5Mregulatory AUM
Discretionary $69.5M