Rock Point Advisors, LLC
● SEC registered since 2004CRD 130825SEC# 801-62923Burlington, VT
Reg. AUM
$655.7M
Employees
9
Accounts
493
Location
Burlington, VT
Rock Point Advisors, LLC assets under management
Rock Point Advisors, LLC is an investment advisory firm registered with the SEC based in Burlington, VT. The firm has been registered since 2004. It reports $655.7 million in regulatory assets under management and employs 9 people.
Rock Point Advisors, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Michael Leighton Huffman Control | President | 50-75% | 2004 |
| Timothy A Humphrey Control | Wealth Manager | 10-25% | 2019 |
| Todd Alan Wulfson Control | Vice President, Cco | 25-50% | 2004 |
Frequently asked questions
How much does Rock Point Advisors, LLC manage?
Rock Point Advisors, LLC reports $655.7 million in regulatory assets under management on its Form ADV.
How many employees does Rock Point Advisors, LLC have?
Rock Point Advisors, LLC reports 9 employees.
Where is Rock Point Advisors, LLC located?
Rock Point Advisors, LLC is based in Burlington, VT and has been SEC-registered since 2004.
Does Rock Point Advisors, LLC disclose fund performance?
Rock Point Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 77 College Street, 4th Floor, Burlington, VT 05401-4014 |
| Phone | 802-864-2266 |
| Fax | 802-864-1116 |
| Office hours | 9a.m. - 5p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1301540 |
| Discloses disciplinary history | No |
Regulatory AUM
$655.7M▲ 17%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 42%
Larger than 58% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$655.7Mregulatory AUM
Discretionary $655.7M