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Rockbridge Investment Management, LLC

● SEC registered since 2001CRD 115754SEC# 801-60639Syracuse, NY
Export (members)
Reg. AUM
$1.84B
Employees
18
Accounts
4,133
Location
Syracuse, NY

Rockbridge Investment Management, LLC assets under management

Rockbridge Investment Management, LLC operates as an SEC-registered investment adviser based in Syracuse, NY. The firm has been registered since 2001. It reports $1.8 billion in regulatory assets under management and employs 18 people.

Rockbridge Investment Management, LLC owners & executives

6 reported
NameTitleOwnershipSince
Anthony Robert Farella ControlManager10-25%2008
Craig Allen Buckhout ControlManager5-10%1997
David Krawczyk ControlChief Compliance OfficerUnder 5%2026
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Frequently asked questions

How much does Rockbridge Investment Management, LLC manage?

Rockbridge Investment Management, LLC reports $1.8 billion in regulatory assets under management on its Form ADV.

How many employees does Rockbridge Investment Management, LLC have?

Rockbridge Investment Management, LLC reports 18 employees.

Where is Rockbridge Investment Management, LLC located?

Rockbridge Investment Management, LLC is based in Syracuse, NY and has been SEC-registered since 2001.

Does Rockbridge Investment Management, LLC disclose fund performance?

Rockbridge Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address220 South Warren Street, 9th Floor, Syracuse, NY 13202
Phone315-671-0588
Fax315-671-0589
Office hours8a.m.-5p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Regulatory AUM

$1.84B▲ 11%
Mar '25 — $1.66BApr '25 — $1.66BMay '25 — $1.66BJun '25 — $1.66BJul '25 — $1.66BAug '25 — $1.66BSep '25 — $1.66BOct '25 — $1.66BNov '25 — $1.66BDec '25 — $1.66BJan '26 — $1.66BFeb '26 — $1.66BMar '26 — $1.84BApr '26 — $1.84BMay '26 — $1.84BJun '26 — $1.84B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 23%
Larger than 77% of 16,271 advisers
EmployeesTop 26%
More than 74% of 16,825 advisers

Assets under management

$1.84Bregulatory AUM
Discretionary $1.79BNon-discretionary $50.8M