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Rockefeller & Co. LLC

● SEC registered since 2018CRD 294197SEC# 801-113009New York, NY
Export (members)
Ranks #357 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$36.76B
Fund GAV
$4.1B
Private funds
39
Employees
602
Accounts
10,479
Location
New York, NY

Rockefeller & Co. LLC assets under management

Rockefeller & Co. LLC is an investment advisory firm registered with the SEC based in New York, NY. The firm has been registered since 2018. It reports $36.8 billion in regulatory assets under management and employs 602 people. Rockefeller & Co. LLC manages 39 private funds with combined gross assets of $4.1 billion, including Vantagerock Capital Master Fund LP. By regulatory assets, it ranks 357 of 6,004 private fund managers.

Rockefeller & Co. LLC private funds

39 funds · $4.1B GAV
FundTypeGross assetsMin.
Vantagerock Capital Master Fund LPHedge$1.36B$1M
Titan Space Fund LPPrivate Equity$632.8M$250K
Rockefeller Balanced Fund, LPOther Private$244.5M$100K
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Rockefeller & Co. LLC owners & executives

8 reported
NameTitleOwnershipSince
Alison Thomas Schachter ControlChief Financial OfficerUnder 5%2022
Ashley McCarthy ControlChief Operating OfficerUnder 5%2025
Gregory James Fleming ControlPresident & Chief Executive OfficerUnder 5%2018
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Frequently asked questions

How much does Rockefeller & Co. LLC manage?

Rockefeller & Co. LLC reports $36.8 billion in regulatory assets under management on its Form ADV.

How many private funds does Rockefeller & Co. LLC manage?

Rockefeller & Co. LLC manages 39 private funds with combined gross assets of $4.1 billion.

How many employees does Rockefeller & Co. LLC have?

Rockefeller & Co. LLC reports 602 employees.

Where is Rockefeller & Co. LLC located?

Rockefeller & Co. LLC is based in New York, NY and has been SEC-registered since 2018.

Does Rockefeller & Co. LLC disclose fund performance?

Rockefeller & Co. LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address45 Rockefeller Plaza, Floor 5, New York, NY 10111
Phone212-549-5100
Office hours9:00 a.m. - 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyYes

Regulatory AUM

$36.76B▲ 13%
Mar '25 — $32.56BApr '25 — $32.59BMay '25 — $32.59BJun '25 — $32.59BJul '25 — $32.59BAug '25 — $32.59BSep '25 — $32.59BOct '25 — $32.59BNov '25 — $32.59BDec '25 — $32.59BJan '26 — $32.59BFeb '26 — $32.59BMar '26 — $36.76BApr '26 — $36.76BMay '26 — $36.76BJun '26 — $36.76B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 3%
Larger than 97% of 16,271 advisers
AUM vs fund managersTop 6%
Larger than 94% of 6,004 private-fund managers
Number of fundsTop 5%
More funds than 95% of fund managers
EmployeesTop 1%
More than 99% of 16,825 advisers

Assets under management

$36.76Bregulatory AUM
Discretionary $31.8BNon-discretionary $4.96B

Fund type mix

Other Private29
Private Equity8
Hedge1
Venture Capital1