Rockefeller Financial LLC
● SEC registered since 2018CRD 291361SEC# 801-114033New York, NY
Reg. AUM
$99.6B
Employees
1,005
Accounts
95,368
Location
New York, NY
Rockefeller Financial LLC assets under management
Rockefeller Financial LLC is an investment advisory firm registered with the SEC based in New York, NY. The firm has been registered since 2018. It reports $99.6 billion in regulatory assets under management and employs 1,005 people.
Rockefeller Financial LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Deirdre Patten Kowalski | Principal Financial Officer | Under 5% | 2023 |
| Edmond Nicholas Moriarty Control | Co-Chief Executive Officer | Under 5% | 2025 |
| Mark David Alexander Control | Principal Operations Officer | Under 5% | 2022 |
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Join to unlock · $37/moFrequently asked questions
How much does Rockefeller Financial LLC manage?
Rockefeller Financial LLC reports $99.6 billion in regulatory assets under management on its Form ADV.
How many employees does Rockefeller Financial LLC have?
Rockefeller Financial LLC reports 1,005 employees.
Where is Rockefeller Financial LLC located?
Rockefeller Financial LLC is based in New York, NY and has been SEC-registered since 2018.
Does Rockefeller Financial LLC disclose fund performance?
Rockefeller Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 45 Rockefeller Plaza, Floor 5, New York, NY 10111 |
| Phone | 212-549-5100 |
| Office hours | 9 a.m. - 5 p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1723502 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$99.6B▲ 92%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 2%
Larger than 98% of 16,271 advisers
EmployeesTop 1%
More than 99% of 16,825 advisers
Assets under management
$99.6Bregulatory AUM
Discretionary $93.52BNon-discretionary $6.08B