Rockingstone Advisors LLC
● SEC registered since 2013CRD 149592SEC# 801-77696Great Barrington, MA
Reg. AUM
$280.1M
Employees
3
Accounts
283
Location
Great Barrington, MA
Rockingstone Advisors LLC assets under management
Rockingstone Advisors LLC is an SEC-registered investment adviser based in Great Barrington, MA. The firm has been registered since 2013. It reports $280.1 million in regulatory assets under management and employs 3 people.
Rockingstone Advisors LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brandt Augustus Sakakeeny Control | Chief Compliance Officer | 50-75% | 2009 |
| Eric Richard Katzman Control | Partner And Co-Chief Investment Officer | Under 5% | 2016 |
| Margaret C Sakakeeny | Member | 25-50% | 2009 |
Frequently asked questions
How much does Rockingstone Advisors LLC manage?
Rockingstone Advisors LLC reports $280.1 million in regulatory assets under management on its Form ADV.
How many employees does Rockingstone Advisors LLC have?
Rockingstone Advisors LLC reports 3 employees.
Where is Rockingstone Advisors LLC located?
Rockingstone Advisors LLC is based in Great Barrington, MA and has been SEC-registered since 2013.
Does Rockingstone Advisors LLC disclose fund performance?
Rockingstone Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 292 Main Street, Suite 32, Great Barrington, MA 01230 |
| Phone | 212-430-2240 |
| Office hours | 8:30 a.m. To 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$280.1M▼ 2%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 64%
Larger than 36% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$280.1Mregulatory AUM
Discretionary $280.1M