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Rockwood Capital, LLC

● SEC registered since 2012CRD 156663SEC# 801-73731New York, NY
Export (members)
Ranks #825 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$10.61B
Fund GAV
$10.11B
Private funds
35
Employees
65
Accounts
36
Location
New York, NY

Rockwood Capital, LLC assets under management

Rockwood Capital, LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2012. It reports $10.6 billion in regulatory assets under management and employs 65 people. Rockwood Capital, LLC manages 35 private funds with combined gross assets of $10.1 billion, including Hsam Residential Property Partners, LP. By regulatory assets, it ranks 825 of 6,004 private fund managers.

Rockwood Capital, LLC private funds

35 funds · $10.11B GAV
FundTypeGross assetsMin.
Hsam Residential Property Partners, LPReal Estate$1.72B
Rockwood Tactical Credit Opportunities II, LPReal Estate$1.01B
Rockwood Income and Credit Partners VI, LPReal Estate$911.6M
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Rockwood Capital, LLC owners & executives

11 reported
NameTitleOwnershipSince
Christopher Nelson Merrill ControlColliers DesigneeUnder 5%2025
Colliers Rw Holdings LLC ControlMemberOver 75%2022
David Immanuel Becker ControlManagement Designee / Partner, CsoUnder 5%2004
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Frequently asked questions

How much does Rockwood Capital, LLC manage?

Rockwood Capital, LLC reports $10.6 billion in regulatory assets under management on its Form ADV.

How many private funds does Rockwood Capital, LLC manage?

Rockwood Capital, LLC manages 35 private funds with combined gross assets of $10.1 billion.

How many employees does Rockwood Capital, LLC have?

Rockwood Capital, LLC reports 65 employees.

Where is Rockwood Capital, LLC located?

Rockwood Capital, LLC is based in New York, NY and has been SEC-registered since 2012.

Does Rockwood Capital, LLC disclose fund performance?

Rockwood Capital, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address140 East 45th Street, 34th Floor, New York, NY 10017
Phone212-402-8500
Fax929-296-7794
Office hours8:00a.m. To 5:30 p.m.
SEC regionNew York Regional Office (NYRO)
Umbrella registrationYes
Discloses disciplinary historyNo

Regulatory AUM

$10.61B▼ 1%
Mar '25 — $10.69BApr '25 — $10.69BMay '25 — $10.69BJun '25 — $10.69BJul '25 — $10.69BAug '25 — $10.69BSep '25 — $10.69BOct '25 — $10.69BNov '25 — $10.69BDec '25 — $10.69BJan '26 — $10.69BFeb '26 — $10.69BMar '26 — $10.61BApr '26 — $10.61BMay '26 — $10.61BJun '26 — $10.61B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 8%
Larger than 92% of 16,271 advisers
AUM vs fund managersTop 14%
Larger than 86% of 6,004 private-fund managers
Number of fundsTop 6%
More funds than 94% of fund managers
EmployeesTop 10%
More than 90% of 16,825 advisers

Assets under management

$10.61Bregulatory AUM
Discretionary $6.48BNon-discretionary $4.13B