Roffman Milller Associates Inc
● SEC registered since 1991CRD 106019SEC# 801-38491Philadelphia, PA
Reg. AUM
$3.2B
Employees
15
Accounts
1,599
Location
Philadelphia, PA
Roffman Milller Associates Inc assets under management
Roffman Milller Associates Inc is a registered investment adviser overseen by the SEC based in Philadelphia, PA. The firm has been registered since 1991. It reports $3.2 billion in regulatory assets under management and employs 15 people.
Roffman Milller Associates Inc owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Mark Richard Frombach Control | Chief Investment Officer, Treasurer | 10-25% | 2008 |
| Paulette Greenwell Control | Vice President, Secretary, Chief Compliance Officer | 25-50% | 1998 |
| Robert Peters Miller Control | Chairman And Founder | 5-10% | 1990 |
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Join to unlock · $37/moFrequently asked questions
How much does Roffman Milller Associates Inc manage?
Roffman Milller Associates Inc reports $3.2 billion in regulatory assets under management on its Form ADV.
How many employees does Roffman Milller Associates Inc have?
Roffman Milller Associates Inc reports 15 employees.
Where is Roffman Milller Associates Inc located?
Roffman Milller Associates Inc is based in Philadelphia, PA and has been SEC-registered since 1991.
Does Roffman Milller Associates Inc disclose fund performance?
Roffman Milller Associates Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1835 Market Street, Suite 500, Philadelphia, PA 19103 |
| Phone | 215-981-1030 |
| Fax | 215-981-0146 |
| Office hours | 8:30a.m.-5:00p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| CIK | 869367 |
| Discloses disciplinary history | No |
Regulatory AUM
$3.2B▲ 10%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 17%
Larger than 83% of 16,271 advisers
EmployeesTop 30%
More than 70% of 16,825 advisers
Assets under management
$3.2Bregulatory AUM
Discretionary $3.17BNon-discretionary $31.9M