Rog IX, LLC
● SEC registered since 2019CRD 304142SEC# 801-116760Houston, TX
Reg. AUM
$401M
Employees
43
Accounts
1
Location
Houston, TX
Rog IX, LLC assets under management
Rog IX, LLC operates as an SEC-registered investment adviser based in Houston, TX. The firm has been registered since 2019. It reports $401 million in regulatory assets under management and employs 43 people.
Rog IX, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Matthew David Cochrane Control | Chief Compliance Officer | Under 5% | 2019 |
| Randolph Newcomer Control | Manager/ Member | 50-75% | 2019 |
| Scott Rice Control | Member | 50-75% | 2019 |
Frequently asked questions
How much does Rog IX, LLC manage?
Rog IX, LLC reports $401 million in regulatory assets under management on its Form ADV.
How many employees does Rog IX, LLC have?
Rog IX, LLC reports 43 employees.
Where is Rog IX, LLC located?
Rog IX, LLC is based in Houston, TX and has been SEC-registered since 2019.
Does Rog IX, LLC disclose fund performance?
Rog IX, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1200 Smith Street, Suite 1950, Houston, TX 77002 |
| Phone | 713-874-9000 |
| Office hours | 8 a.m. - 5 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$401M▼ 27%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 54%
Larger than 46% of 16,271 advisers
EmployeesTop 13%
More than 87% of 16,825 advisers
Assets under management
$401Mregulatory AUM
Discretionary $401M