Rogan & Associates, Inc.
● SEC registered since 2009CRD 42762SEC# 801-69994Safety Harbor, FL
Reg. AUM
$709.6M
Employees
14
Accounts
1,483
Location
Safety Harbor, FL
Rogan & Associates, Inc. assets under management
Rogan & Associates, Inc. operates as an SEC-registered investment adviser based in Safety Harbor, FL. The firm has been registered since 2009. It reports $709.6 million in regulatory assets under management and employs 14 people.
Rogan & Associates, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Ana Roumenova Carter | Finop | Under 5% | 2019 |
| Edwin Robinson Foss Control | Chief Compliance Officer, Aml Compliance Officer, General Securities Principal | Under 5% | 2004 |
| Michael Gerard Rogan Control | President/Ceo/Cfo/Msp/Rosfp/Sole Officer/Sole Shareholder/Principal Financial Officer/Principal Operations Officer | Over 75% | 1997 |
Frequently asked questions
How much does Rogan & Associates, Inc. manage?
Rogan & Associates, Inc. reports $709.6 million in regulatory assets under management on its Form ADV.
How many employees does Rogan & Associates, Inc. have?
Rogan & Associates, Inc. reports 14 employees.
Where is Rogan & Associates, Inc. located?
Rogan & Associates, Inc. is based in Safety Harbor, FL and has been SEC-registered since 2009.
Does Rogan & Associates, Inc. disclose fund performance?
Rogan & Associates, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 200 9th Avenue North, Suite 100, Safety Harbor, FL 34695 |
| Phone | 727-712-3400 |
| Fax | 727-712-3113 |
| Office hours | 9-5 |
| SEC region | Miami Regional Office (MIRO) |
| CIK | 1034263 |
| Discloses disciplinary history | No |
Regulatory AUM
$709.6M▲ 7%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 40%
Larger than 60% of 16,271 advisers
EmployeesTop 32%
More than 68% of 16,825 advisers
Assets under management
$709.6Mregulatory AUM
Discretionary $709.6M