Roger Wittlin Investment Advisory, LLC
● SEC registered since 2021CRD 292577SEC# 801-121381
Reg. AUM
$348.5M
Employees
4
Accounts
49
Location
—
Roger Wittlin Investment Advisory, LLC assets under management
Roger Wittlin Investment Advisory, LLC is an investment advisory firm registered with the SEC. The firm has been registered since 2021. It reports $348.5 million in regulatory assets under management and employs 4 people.
Roger Wittlin Investment Advisory, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Roger Lowell Wittlin Control | Chief Compliance Officer/ Managing Member/Investment Advisor Representative | Over 75% | 2017 |
Frequently asked questions
How much does Roger Wittlin Investment Advisory, LLC manage?
Roger Wittlin Investment Advisory, LLC reports $348.5 million in regulatory assets under management on its Form ADV.
How many employees does Roger Wittlin Investment Advisory, LLC have?
Roger Wittlin Investment Advisory, LLC reports 4 employees.
Does Roger Wittlin Investment Advisory, LLC disclose fund performance?
Roger Wittlin Investment Advisory, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 415-696-4044 |
| Office hours | 6:30a.m. - 6:00p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$348.5M▼ 4%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 58%
Larger than 42% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$348.5Mregulatory AUM
Discretionary $191.9MNon-discretionary $156.6M