Roosevelt Capital Management LLC
● SEC registered since 2023CRD 283217SEC# 801-127033Dallas, TX
Reg. AUM
$1.37B
Employees
2
Accounts
176
Location
Dallas, TX
Roosevelt Capital Management LLC assets under management
Roosevelt Capital Management LLC is an investment advisory firm registered with the SEC based in Dallas, TX. The firm has been registered since 2023. It reports $1.4 billion in regulatory assets under management and employs 2 people.
Roosevelt Capital Management LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Anthony Roosevelt Control | Managing Member | 50-75% | 2016 |
| Michael Patrick O'Brien Control | Managing Member/Chief Compliance Officer | 10-25% | 2019 |
| Roosevelt Investments, LP | Owner | 10-25% | 2019 |
See all 5 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Roosevelt Capital Management LLC manage?
Roosevelt Capital Management LLC reports $1.4 billion in regulatory assets under management on its Form ADV.
How many employees does Roosevelt Capital Management LLC have?
Roosevelt Capital Management LLC reports 2 employees.
Where is Roosevelt Capital Management LLC located?
Roosevelt Capital Management LLC is based in Dallas, TX and has been SEC-registered since 2023.
Does Roosevelt Capital Management LLC disclose fund performance?
Roosevelt Capital Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5956 Sherry Lane, Suite 1650, Dallas, TX 75225 |
| Phone | 214-871-2666 |
| Fax | 214-871-2669 |
| Office hours | Not Applicable - Office Visits By Appointment Only |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.37B▲ 346%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 28%
Larger than 72% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$1.37Bregulatory AUM
Discretionary $1.37B