Rosecap Investment Advisors, LLC
● SEC registered since 2020CRD 152054SEC# 801-118154Grand Junction, CO
Reg. AUM
$527.5M
Employees
8
Accounts
746
Location
Grand Junction, CO
Rosecap Investment Advisors, LLC assets under management
Rosecap Investment Advisors, LLC operates as an SEC-registered investment adviser based in Grand Junction, CO. The firm has been registered since 2020. It reports $527.5 million in regulatory assets under management and employs 8 people.
Rosecap Investment Advisors, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Autumn Marie Schultz Control | Chief Compliance Officer | Under 5% | 2020 |
| Matthew Hamilton Rosenberg Control | Managing Director | Under 5% | 2010 |
| Rosecap Financial Advisors, LLC Control | Parent Company | Over 75% | 2010 |
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Join to unlock · $37/moFrequently asked questions
How much does Rosecap Investment Advisors, LLC manage?
Rosecap Investment Advisors, LLC reports $527.5 million in regulatory assets under management on its Form ADV.
How many employees does Rosecap Investment Advisors, LLC have?
Rosecap Investment Advisors, LLC reports 8 employees.
Where is Rosecap Investment Advisors, LLC located?
Rosecap Investment Advisors, LLC is based in Grand Junction, CO and has been SEC-registered since 2020.
Does Rosecap Investment Advisors, LLC disclose fund performance?
Rosecap Investment Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 200 Grand Ave, Suite 205, Grand Junction, CO 81501 |
| Phone | (970) 773-5300 |
| Office hours | 9a.m. To 5p.m. |
| SEC region | Denver Regional Office (DRO) |
| CIK | 1812103 |
| Discloses disciplinary history | No |
Regulatory AUM
$527.5M▲ 19%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 47%
Larger than 53% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$527.5Mregulatory AUM
Discretionary $525.6MNon-discretionary $2M