Rosecliff Capital Advisory LLC
● SEC registered since 2021CRD 305951SEC# 801-119344New York, NY
Reg. AUM
$27.3M
Employees
4
Accounts
185
Location
New York, NY
Rosecliff Capital Advisory LLC assets under management
Rosecliff Capital Advisory LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2021. It reports $27.3 million in regulatory assets under management and employs 4 people.
Rosecliff Capital Advisory LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joseph M Barbati Control | Chief Compliance Officer | Under 5% | 2025 |
| Michael Caso Control | Managing Member/Chief Executive Officer | Over 75% | 2020 |
Frequently asked questions
How much does Rosecliff Capital Advisory LLC manage?
Rosecliff Capital Advisory LLC reports $27.3 million in regulatory assets under management on its Form ADV.
How many employees does Rosecliff Capital Advisory LLC have?
Rosecliff Capital Advisory LLC reports 4 employees.
Where is Rosecliff Capital Advisory LLC located?
Rosecliff Capital Advisory LLC is based in New York, NY and has been SEC-registered since 2021.
Does Rosecliff Capital Advisory LLC disclose fund performance?
Rosecliff Capital Advisory LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 767 5th Avenue, 34th Floor, New York, NY 10153 |
| Phone | (212) 404-7447 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$27.3M▲ 6%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 98%
Larger than 2% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$27.3Mregulatory AUM
Discretionary $27.3M