Rosenbaum, Lanny, Kevin
● SEC registered since 2026CRD 144985SEC# 801-136467Glenville, NY
Reg. AUM
$28.2M
Employees
1
Accounts
140
Location
Glenville, NY
Rosenbaum, Lanny, Kevin assets under management
Rosenbaum, Lanny, Kevin is an investment advisory firm registered with the SEC based in Glenville, NY. The firm has been registered since 2026. It reports $28.2 million in regulatory assets under management and employs 1 people.
Rosenbaum, Lanny, Kevin owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Lanny Kevin Rosenbaum Control | Sole Proprietor And Chief Compliance Officer | Over 75% | 2007 |
Frequently asked questions
How much does Rosenbaum, Lanny, Kevin manage?
Rosenbaum, Lanny, Kevin reports $28.2 million in regulatory assets under management on its Form ADV.
How many employees does Rosenbaum, Lanny, Kevin have?
Rosenbaum, Lanny, Kevin reports 1 employees.
Where is Rosenbaum, Lanny, Kevin located?
Rosenbaum, Lanny, Kevin is based in Glenville, NY and has been SEC-registered since 2026.
Does Rosenbaum, Lanny, Kevin disclose fund performance?
Rosenbaum, Lanny, Kevin is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 133 Saratoga Road, Suite #5, Glenville, NY 12302 |
| Phone | 518-384-2800 |
| Fax | 518-384-2800 |
| Office hours | 9:30 a.m. - 4:30 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$28.2MNo change
May '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 97%
Larger than 3% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$28.2Mregulatory AUM
Discretionary $0Non-discretionary $28.2M