Rossby Financial, LLC
● SEC registered since 2023CRD 324631SEC# 801-127370Melbourne, FL
Reg. AUM
$854.8M
Employees
7
Accounts
3,910
Location
Melbourne, FL
Rossby Financial, LLC assets under management
Rossby Financial, LLC is a registered investment adviser overseen by the SEC based in Melbourne, FL. The firm has been registered since 2023. It reports $854.8 million in regulatory assets under management and employs 7 people.
Rossby Financial, LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew John Evans Control | Ceo | 50-75% | 2022 |
| Christopher Joseph Marsico Control | Member | 25-50% | 2023 |
| Frances Ann Toler | Employee Ownership - Class B Shares | Under 5% | 2024 |
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Join to unlock · $37/moFrequently asked questions
How much does Rossby Financial, LLC manage?
Rossby Financial, LLC reports $854.8 million in regulatory assets under management on its Form ADV.
How many employees does Rossby Financial, LLC have?
Rossby Financial, LLC reports 7 employees.
Where is Rossby Financial, LLC located?
Rossby Financial, LLC is based in Melbourne, FL and has been SEC-registered since 2023.
Does Rossby Financial, LLC disclose fund performance?
Rossby Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2412 Irwin Street, Melbourne, FL 32901 |
| Phone | 321-209-0111 |
| Office hours | 9:00 a.m. - 4:30 p.m. |
| SEC region | Miami Regional Office (MIRO) |
| CIK | 2056510 |
| Discloses disciplinary history | No |
Regulatory AUM
$854.8M▲ 138%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 36%
Larger than 64% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$854.8Mregulatory AUM
Discretionary $844.3MNon-discretionary $10.5M