Rothschild Investment LLC
● SEC registered since 1971CRD 728SEC# 801-7395Chicago, IL
Ranks #1,829 of 6,030 private fund managers by regulatory AUM.
Reg. AUM
$2.79B
Fund GAV
$1.5M
Private funds
1
Employees
39
Accounts
2,831
Location
Chicago, IL
Rothschild Investment LLC assets under management
Rothschild Investment LLC is an SEC-registered investment adviser based in Chicago, IL. The firm has been registered since 1971. It reports $2.8 billion in regulatory assets under management and employs 39 people. Rothschild Investment LLC manages 1 private fund with combined gross assets of $1.5 million, including Rothschild Wv II, LP. By regulatory assets, it ranks 1,829 of 6,030 private fund managers.
Rothschild Investment LLC private funds
1 funds · $1.5M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Rothschild Wv II, LP | Venture Capital | $1.5M | — |
Rothschild Investment LLC owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian Douglas Lenart | Cco/Amlco | Under 5% | 2024 |
| Curtis Robert Ellergodt | Finop | Under 5% | 2023 |
| James Allyn Franke | Member, Officer | Under 5% | 2023 |
| Joel Edward Solomon Control | Member, Officer | Under 5% | 2022 |
| Phillip Eugene Johnson | Member, President | Under 5% | 2023 |
| Rothschild Holdings, LLC | Owner | Over 75% | 2023 |
| Tin Goose Holdings, LLC | Sole Owner | Over 75% | 2023 |
Frequently asked questions
How much does Rothschild Investment LLC manage?
Rothschild Investment LLC reports $2.8 billion in regulatory assets under management on its Form ADV.
How many private funds does Rothschild Investment LLC manage?
Rothschild Investment LLC manages 1 private funds with combined gross assets of $1.5 million.
How many employees does Rothschild Investment LLC have?
Rothschild Investment LLC reports 39 employees.
Where is Rothschild Investment LLC located?
Rothschild Investment LLC is based in Chicago, IL and has been SEC-registered since 1971.
Does Rothschild Investment LLC disclose fund performance?
Rothschild Investment LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 311 South Wacker Drive, Suite 5900, Chicago, IL 60606-6677 |
| Phone | 312-983-8900 |
| Fax | 312-983-8959 |
| Office hours | 8:30 a.m. To 4:30 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$2.79B▲ 21%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 18%
Larger than 82% of 16,306 advisers
AUM vs fund managersTop 30%
Larger than 70% of 6,030 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 14%
More than 86% of 16,824 advisers
Assets under management
$2.79Bregulatory AUM
Discretionary $2.79BNon-discretionary $1.6M
Service providers
Custodian