Rothwell Investment Advisors LLC
● SEC registered since 2025CRD 337504SEC# 801-133979Salem, MA
Reg. AUM
$187.7M
Employees
5
Accounts
1,363
Location
Salem, MA
Rothwell Investment Advisors LLC assets under management
Rothwell Investment Advisors LLC is an SEC-registered investment adviser based in Salem, MA. The firm has been registered since 2025. It reports $187.7 million in regulatory assets under management and employs 5 people.
Rothwell Investment Advisors LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Barbara Jean Maitland Control | Owner | Over 75% | 2025 |
| Nicole Marie Stoufflet Control | Wealth Manager / Cco | Under 5% | 2026 |
Frequently asked questions
How much does Rothwell Investment Advisors LLC manage?
Rothwell Investment Advisors LLC reports $187.7 million in regulatory assets under management on its Form ADV.
How many employees does Rothwell Investment Advisors LLC have?
Rothwell Investment Advisors LLC reports 5 employees.
Where is Rothwell Investment Advisors LLC located?
Rothwell Investment Advisors LLC is based in Salem, MA and has been SEC-registered since 2025.
Does Rothwell Investment Advisors LLC disclose fund performance?
Rothwell Investment Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 11a Derby Square, Salem, MA 01970 |
| Phone | 978-594-8828 |
| Fax | 978-832-1224 |
| Office hours | 8:30 a.m. - 4:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$187.7M▼ 1%
Nov '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 76%
Larger than 24% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$187.7Mregulatory AUM
Discretionary $187.7M