Round Rock Advisors LLC
● SEC registered since 2017CRD 286007SEC# 801-108989Wilton, CT
Reg. AUM
$906.7M
Employees
22
Accounts
1,935
Location
Wilton, CT
Round Rock Advisors LLC assets under management
Round Rock Advisors LLC is a registered investment adviser overseen by the SEC based in Wilton, CT. The firm has been registered since 2017. It reports $906.7 million in regulatory assets under management and employs 22 people.
Round Rock Advisors LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bert Thomas Bowler Control | Member, Principal, And Private Wealth Advisor | 50-75% | 2017 |
| Craig Dan Jensen Control | Member, Cco And Private Wealth Advisor | 50-75% | 2023 |
Frequently asked questions
How much does Round Rock Advisors LLC manage?
Round Rock Advisors LLC reports $906.7 million in regulatory assets under management on its Form ADV.
How many employees does Round Rock Advisors LLC have?
Round Rock Advisors LLC reports 22 employees.
Where is Round Rock Advisors LLC located?
Round Rock Advisors LLC is based in Wilton, CT and has been SEC-registered since 2017.
Does Round Rock Advisors LLC disclose fund performance?
Round Rock Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 187 Danbury Road, Suite 201, Wilton, CT 06897 |
| Phone | (203) 920-4774 |
| Fax | (203) 594-7766 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1846991 |
| Discloses disciplinary history | No |
Regulatory AUM
$906.7M▲ 35%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 35%
Larger than 65% of 16,271 advisers
EmployeesTop 22%
More than 78% of 16,825 advisers
Assets under management
$906.7Mregulatory AUM
Discretionary $906.7M