Roundhill Financial Inc.
● SEC registered since 2019CRD 300799SEC# 801-114971New York, NY
Reg. AUM
$9.59B
Employees
13
Accounts
45
Location
New York, NY
Roundhill Financial Inc. assets under management
Roundhill Financial Inc. is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2019. It reports $9.6 billion in regulatory assets under management and employs 13 people.
Roundhill Financial Inc. owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Aaron Christopher Norris Control | Chief Compliance Officer | Under 5% | 2026 |
| Bitkraft Esports Ventures Fund I, L.P. | Shareholder | 10-25% | 2019 |
| David Brian Mazza Control | Ceo | Under 5% | 2024 |
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Join to unlock · $37/moFrequently asked questions
How much does Roundhill Financial Inc. manage?
Roundhill Financial Inc. reports $9.6 billion in regulatory assets under management on its Form ADV.
How many employees does Roundhill Financial Inc. have?
Roundhill Financial Inc. reports 13 employees.
Where is Roundhill Financial Inc. located?
Roundhill Financial Inc. is based in New York, NY and has been SEC-registered since 2019.
Does Roundhill Financial Inc. disclose fund performance?
Roundhill Financial Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 154 W 14th St., 2nd Floor, New York, NY 10011 |
| Phone | 646-661-5441 |
| Office hours | 9-5 |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$9.59B▲ 153%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 9%
Larger than 91% of 16,271 advisers
EmployeesTop 34%
More than 66% of 16,825 advisers
Assets under management
$9.59Bregulatory AUM
Discretionary $9.59B