Rowling & Associates LLC
● SEC registered since 2020CRD 308292SEC# 801-118761San Diego, CA
Reg. AUM
$583M
Employees
14
Accounts
1,278
Location
San Diego, CA
Rowling & Associates LLC assets under management
Rowling & Associates LLC is an SEC-registered investment adviser based in San Diego, CA. The firm has been registered since 2020. It reports $583 million in regulatory assets under management and employs 14 people.
Rowling & Associates LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Juan Bernardo Aguilar Control | Managing Member, Chief Compliance Officer | 25-50% | 2020 |
| Lorenzo Andres Sanchez Lopez Control | Managing Member | 25-50% | 2020 |
| Tara Michelle Cordato Control | Managing Member | 25-50% | 2020 |
Frequently asked questions
How much does Rowling & Associates LLC manage?
Rowling & Associates LLC reports $583 million in regulatory assets under management on its Form ADV.
How many employees does Rowling & Associates LLC have?
Rowling & Associates LLC reports 14 employees.
Where is Rowling & Associates LLC located?
Rowling & Associates LLC is based in San Diego, CA and has been SEC-registered since 2020.
Does Rowling & Associates LLC disclose fund performance?
Rowling & Associates LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1455 Frazee Road, Suite 700, San Diego, CA 92108 |
| Phone | 619 295 0200 |
| Fax | 619-295-0210 |
| Office hours | M-Th: 8a.m. To 5p.m.; Fri: 8a.m. To 1p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$583M▲ 1%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 44%
Larger than 56% of 16,271 advisers
EmployeesTop 32%
More than 68% of 16,825 advisers
Assets under management
$583Mregulatory AUM
Discretionary $545.8MNon-discretionary $37.2M