Rsw Investments Holdings, LLC
● SEC registered since 2019CRD 302023SEC# 801-115302Summit, NJ
Reg. AUM
$2.3B
Employees
10
Accounts
1,632
Location
Summit, NJ
Rsw Investments Holdings, LLC assets under management
Rsw Investments Holdings, LLC is a registered investment adviser overseen by the SEC based in Summit, NJ. The firm has been registered since 2019. It reports $2.3 billion in regulatory assets under management and employs 10 people.
Rsw Investments Holdings, LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christina Elaine Sears | Chief Compliance Officer | Under 5% | 2019 |
| Gregory John Stumm Control | Director | Under 5% | 2024 |
| Matthew Taylor Werner Control | Member/Director | 5-10% | 2009 |
| Rebecca Lynn Harris Control | Director | Under 5% | 2022 |
| Resolute Investment Managers, Inc. Control | Shareholder | 50-75% | 2019 |
| Robert Steven Waas Control | Ceo/Cio/Director | 25-50% | 2005 |
| Resolute Acquisition, Inc. Control | Shareholder | Over 75% | 2015 |
| Resolute Topco, Inc. Control | Shareholder | Over 75% | 2015 |
Frequently asked questions
How much does Rsw Investments Holdings, LLC manage?
Rsw Investments Holdings, LLC reports $2.3 billion in regulatory assets under management on its Form ADV.
How many employees does Rsw Investments Holdings, LLC have?
Rsw Investments Holdings, LLC reports 10 employees.
Where is Rsw Investments Holdings, LLC located?
Rsw Investments Holdings, LLC is based in Summit, NJ and has been SEC-registered since 2019.
Does Rsw Investments Holdings, LLC disclose fund performance?
Rsw Investments Holdings, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 47 Maple Street, Suite 304, Summit, NJ 07901 |
| Phone | 908-273-4311 |
| Fax | 908-934-9211 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$2.3B▼ 3%
Feb '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 21%
Larger than 79% of 16,306 advisers
EmployeesTop 40%
More than 60% of 16,824 advisers
Assets under management
$2.3Bregulatory AUM
Discretionary $2.3B