Rtw Financial Advisors Inc
● SEC registered since 1991CRD 109934SEC# 801-38676Dallas, TX
Reg. AUM
$581M
Employees
11
Accounts
521
Location
Dallas, TX
Rtw Financial Advisors Inc assets under management
Rtw Financial Advisors Inc operates as an SEC-registered investment adviser based in Dallas, TX. The firm has been registered since 1991. It reports $581 million in regulatory assets under management and employs 11 people.
Rtw Financial Advisors Inc owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joshua Taylor Jones | Chief Compliance Officer | Under 5% | 2026 |
| Morris C Williams Control | Treasurer | 25-50% | 1991 |
| Peter Howard Roe Control | Vice President | 25-50% | 1991 |
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Join to unlock · $37/moFrequently asked questions
How much does Rtw Financial Advisors Inc manage?
Rtw Financial Advisors Inc reports $581 million in regulatory assets under management on its Form ADV.
How many employees does Rtw Financial Advisors Inc have?
Rtw Financial Advisors Inc reports 11 employees.
Where is Rtw Financial Advisors Inc located?
Rtw Financial Advisors Inc is based in Dallas, TX and has been SEC-registered since 1991.
Does Rtw Financial Advisors Inc disclose fund performance?
Rtw Financial Advisors Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5757 Alpha Road, Suite 700, Dallas, TX 75240 |
| Phone | 972-960-1212 |
| Fax | 972-960-1211 |
| Office hours | 8a.m. To 5p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$581M▲ 14%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 44%
Larger than 56% of 16,271 advisers
EmployeesTop 38%
More than 62% of 16,825 advisers
Assets under management
$581Mregulatory AUM
Discretionary $545.3MNon-discretionary $35.7M