S&a Financial Services, Inc.
● SEC registered since 2000CRD 110471SEC# 801-57170Overland Park, KS
Reg. AUM
$392.3M
Employees
7
Accounts
1,884
Location
Overland Park, KS
S&a Financial Services, Inc. assets under management
S&a Financial Services, Inc. is a registered investment adviser overseen by the SEC based in Overland Park, KS. The firm has been registered since 2000. It reports $392.3 million in regulatory assets under management and employs 7 people.
S&a Financial Services, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Gregory Curtis Shepard Control | President / Chief Compliance Officer | Over 75% | 2023 |
Frequently asked questions
How much does S&a Financial Services, Inc. manage?
S&a Financial Services, Inc. reports $392.3 million in regulatory assets under management on its Form ADV.
How many employees does S&a Financial Services, Inc. have?
S&a Financial Services, Inc. reports 7 employees.
Where is S&a Financial Services, Inc. located?
S&a Financial Services, Inc. is based in Overland Park, KS and has been SEC-registered since 2000.
Does S&a Financial Services, Inc. disclose fund performance?
S&a Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 8655 College Blvd., Suite 100, Overland Park, KS 66210-1835 |
| Phone | 913-362-2712 |
| Fax | 913-362-2799 |
| Office hours | 8:30 - 5:00 |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$392.3M▲ 22%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 54%
Larger than 46% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$392.3Mregulatory AUM
Discretionary $361.1MNon-discretionary $31.2M