S & P Financial, Inc.
● SEC registered since 2006CRD 139358SEC# 801-66205Ashland, OR
Reg. AUM
$370.6M
Employees
2
Accounts
1,651
Location
Ashland, OR
S & P Financial, Inc. assets under management
S & P Financial, Inc. operates as an SEC-registered investment adviser based in Ashland, OR. The firm has been registered since 2006. It reports $370.6 million in regulatory assets under management and employs 2 people.
S & P Financial, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Chad Matthew Smith Control | Chief Compliance Officer | 50-75% | 2006 |
| Christopher Patterson Control | Managing Partner | 50-75% | 2014 |
Frequently asked questions
How much does S & P Financial, Inc. manage?
S & P Financial, Inc. reports $370.6 million in regulatory assets under management on its Form ADV.
How many employees does S & P Financial, Inc. have?
S & P Financial, Inc. reports 2 employees.
Where is S & P Financial, Inc. located?
S & P Financial, Inc. is based in Ashland, OR and has been SEC-registered since 2006.
Does S & P Financial, Inc. disclose fund performance?
S & P Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 241 Maple Street, Suite 101, Ashland, OR 97520 |
| Phone | 541-482-0138 |
| Fax | 541-488-6272 |
| Office hours | 8:00a.m.-5:00p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$370.6M▲ 15%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 56%
Larger than 44% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$370.6Mregulatory AUM
Discretionary $370.6M