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Sacks & Associates, LLC

● SEC registered since 2015CRD 174909SEC# 801-80934Warren, NJ
Export (members)
Reg. AUM
$212.8M
Employees
4
Accounts
362
Location
Warren, NJ

Sacks & Associates, LLC assets under management

Sacks & Associates, LLC is an investment advisory firm registered with the SEC based in Warren, NJ. The firm has been registered since 2015. It reports $212.8 million in regulatory assets under management and employs 4 people.

Sacks & Associates, LLC owners & executives

1 reported
NameTitleOwnershipSince
Neil Jay Sacks ControlChief Compliance Officer, MemberOver 75%2008

Frequently asked questions

How much does Sacks & Associates, LLC manage?

Sacks & Associates, LLC reports $212.8 million in regulatory assets under management on its Form ADV.

How many employees does Sacks & Associates, LLC have?

Sacks & Associates, LLC reports 4 employees.

Where is Sacks & Associates, LLC located?

Sacks & Associates, LLC is based in Warren, NJ and has been SEC-registered since 2015.

Does Sacks & Associates, LLC disclose fund performance?

Sacks & Associates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address152 Liberty Corner Road, Suite 204, Warren, NJ 07059
Phone908-864-4950
Fax908-393-5814
Office hours9:00 a.m. To 4:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Regulatory AUM

$212.8M▲ 9%
Mar '25 — $196.1MApr '25 — $196.1MMay '25 — $196.1MJun '25 — $196.1MJul '25 — $196.1MAug '25 — $196.1MSep '25 — $196.1MOct '25 — $196.1MNov '25 — $196.1MDec '25 — $196.1MJan '26 — $196.1MFeb '26 — $196.1MMar '26 — $212.8MApr '26 — $212.8MMay '26 — $212.8MJun '26 — $212.8M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 73%
Larger than 27% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers

Assets under management

$212.8Mregulatory AUM
Discretionary $174.7MNon-discretionary $38.1M