Safe Harbor Asset Management, Inc.
● SEC registered since 2014CRD 124787SEC# 801-79634Huntington, NY
Reg. AUM
$26.8M
Employees
4
Accounts
43
Location
Huntington, NY
Safe Harbor Asset Management, Inc. assets under management
Safe Harbor Asset Management, Inc. is a registered investment adviser overseen by the SEC based in Huntington, NY. The firm has been registered since 2014. It reports $26.8 million in regulatory assets under management and employs 4 people.
Safe Harbor Asset Management, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Stephen Kent Davis Control | President And Chief Compliance Officer | Over 75% | 1995 |
Frequently asked questions
How much does Safe Harbor Asset Management, Inc. manage?
Safe Harbor Asset Management, Inc. reports $26.8 million in regulatory assets under management on its Form ADV.
How many employees does Safe Harbor Asset Management, Inc. have?
Safe Harbor Asset Management, Inc. reports 4 employees.
Where is Safe Harbor Asset Management, Inc. located?
Safe Harbor Asset Management, Inc. is based in Huntington, NY and has been SEC-registered since 2014.
Does Safe Harbor Asset Management, Inc. disclose fund performance?
Safe Harbor Asset Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 167 East Main Street, Huntington, NY 11743 |
| Phone | 631-421-4341 |
| Fax | 631-421-4677 |
| Office hours | 9a.m.-5p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$26.8M▼ 21%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 98%
Larger than 2% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$26.8Mregulatory AUM
Discretionary $26.8M