Safe Harbor Wealth Advisors, LLC
● SEC registered since 2024CRD 284613SEC# 801-129860Dublin, OH
Reg. AUM
$167.2M
Employees
3
Accounts
1,085
Location
Dublin, OH
Safe Harbor Wealth Advisors, LLC assets under management
Safe Harbor Wealth Advisors, LLC is an investment advisory firm registered with the SEC based in Dublin, OH. The firm has been registered since 2024. It reports $167.2 million in regulatory assets under management and employs 3 people.
Safe Harbor Wealth Advisors, LLC owners & executives
12 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Cory Joseph Sickles Control | Ceo | Under 5% | 2016 |
| Holly Veeck Control | Chief Compliance Officer | Under 5% | 2017 |
| Safe Harbor Intermediate, LLC Control | Member | Over 75% | 2025 |
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Join to unlock · $37/moFrequently asked questions
How much does Safe Harbor Wealth Advisors, LLC manage?
Safe Harbor Wealth Advisors, LLC reports $167.2 million in regulatory assets under management on its Form ADV.
How many employees does Safe Harbor Wealth Advisors, LLC have?
Safe Harbor Wealth Advisors, LLC reports 3 employees.
Where is Safe Harbor Wealth Advisors, LLC located?
Safe Harbor Wealth Advisors, LLC is based in Dublin, OH and has been SEC-registered since 2024.
Does Safe Harbor Wealth Advisors, LLC disclose fund performance?
Safe Harbor Wealth Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 6099 Frantz Road, Dublin, OH 43017 |
| Phone | 614-760-0670 |
| Fax | 614-760-0675 |
| Office hours | 9-5 |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$167.2M▲ 30%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 80%
Larger than 20% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$167.2Mregulatory AUM
Discretionary $161.1MNon-discretionary $6.1M