Safford Nicholas H & Co Inc
● SEC registered since 1983CRD 104740SEC# 801-19482Rockport, MA
Reg. AUM
$1.8B
Employees
8
Accounts
155
Location
Rockport, MA
Safford Nicholas H & Co Inc assets under management
Safford Nicholas H & Co Inc is an SEC-registered investment adviser based in Rockport, MA. The firm has been registered since 1983. It reports $1.8 billion in regulatory assets under management and employs 8 people.
Safford Nicholas H & Co Inc owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Deborah Porter Safford Control | Treasurer & Director | Under 5% | 2020 |
| Elizabeth Anne Malcolmson | Chief Compliance Officer & Director Of Operations | Under 5% | 2016 |
| John East Apthorp Safford Control | President, Ceo & Director | Over 75% | 2005 |
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Join to unlock · $37/moFrequently asked questions
How much does Safford Nicholas H & Co Inc manage?
Safford Nicholas H & Co Inc reports $1.8 billion in regulatory assets under management on its Form ADV.
How many employees does Safford Nicholas H & Co Inc have?
Safford Nicholas H & Co Inc reports 8 employees.
Where is Safford Nicholas H & Co Inc located?
Safford Nicholas H & Co Inc is based in Rockport, MA and has been SEC-registered since 1983.
Does Safford Nicholas H & Co Inc disclose fund performance?
Safford Nicholas H & Co Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 9 Cleaves Street, Rockport, MA 01966-1520 |
| Phone | 978-546-2462 |
| Fax | 978-546-2307 |
| Office hours | 9a.m. To 5 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.8B▼ 4%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 24%
Larger than 76% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$1.8Bregulatory AUM
Discretionary $69.5MNon-discretionary $1.73B