Sage Stone Wealth Management LLC
● SEC registered since 2015CRD 155477SEC# 801-91170La Jolla, CA
Reg. AUM
$261.4M
Employees
4
Accounts
455
Location
La Jolla, CA
Sage Stone Wealth Management LLC assets under management
Sage Stone Wealth Management LLC is an investment advisory firm registered with the SEC based in La Jolla, CA. The firm has been registered since 2015. It reports $261.4 million in regulatory assets under management and employs 4 people.
Sage Stone Wealth Management LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Mary Naber Control | Managing Member, President, And Chief Compliance Officer | Over 75% | 2010 |
| Roy Michael Lopez | Vice President | 10-25% | 2022 |
Frequently asked questions
How much does Sage Stone Wealth Management LLC manage?
Sage Stone Wealth Management LLC reports $261.4 million in regulatory assets under management on its Form ADV.
How many employees does Sage Stone Wealth Management LLC have?
Sage Stone Wealth Management LLC reports 4 employees.
Where is Sage Stone Wealth Management LLC located?
Sage Stone Wealth Management LLC is based in La Jolla, CA and has been SEC-registered since 2015.
Does Sage Stone Wealth Management LLC disclose fund performance?
Sage Stone Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 7946 Ivanhoe Avenue, Suite 316, La Jolla, CA 92037 |
| Phone | 858-412-6404 |
| Fax | 858-605-9608 |
| Office hours | 7a.m. To 4p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$261.4M▲ 13%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 66%
Larger than 34% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$261.4Mregulatory AUM
Discretionary $253.3MNon-discretionary $8.2M