Sagebroadview Wealth Management, LLC
● SEC registered since 2015CRD 126472SEC# 801-100506Farmington, CT
Reg. AUM
$397.2M
Employees
8
Accounts
595
Location
Farmington, CT
Sagebroadview Wealth Management, LLC assets under management
Sagebroadview Wealth Management, LLC is an SEC-registered investment adviser based in Farmington, CT. The firm has been registered since 2015. It reports $397.2 million in regulatory assets under management and employs 8 people.
Sagebroadview Wealth Management, LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher James Annello Control | Partner | Under 5% | 2021 |
| John David Principe Control | Partner | Under 5% | 2021 |
| Lawrence James Annello Control | Partner, Chief Compliance Officer | Under 5% | 2000 |
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Join to unlock · $37/moFrequently asked questions
How much does Sagebroadview Wealth Management, LLC manage?
Sagebroadview Wealth Management, LLC reports $397.2 million in regulatory assets under management on its Form ADV.
How many employees does Sagebroadview Wealth Management, LLC have?
Sagebroadview Wealth Management, LLC reports 8 employees.
Where is Sagebroadview Wealth Management, LLC located?
Sagebroadview Wealth Management, LLC is based in Farmington, CT and has been SEC-registered since 2015.
Does Sagebroadview Wealth Management, LLC disclose fund performance?
Sagebroadview Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 10 Waterside Drive, Suite 305, Farmington, CT 06032-2837 |
| Phone | 860-606-3580 |
| Fax | 860-606-9484 |
| Office hours | By Appointment Only |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$397.2M▲ 13%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 54%
Larger than 46% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$397.2Mregulatory AUM
Discretionary $397.2M