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Sageoak Financial, LLC

● SEC registered since 2021CRD 166927SEC# 801-122855Tulsa, OK
Export (members)
Reg. AUM
$174.8M
Employees
3
Accounts
690
Location
Tulsa, OK

Sageoak Financial, LLC assets under management

Sageoak Financial, LLC is a registered investment adviser overseen by the SEC based in Tulsa, OK. The firm has been registered since 2021. It reports $174.8 million in regulatory assets under management and employs 3 people.

Sageoak Financial, LLC owners & executives

2 reported
NameTitleOwnershipSince
Steven Wayne Ellis ControlPrincipal & Financial Advisor25-50%2022
Tyler Allen Gray ControlManaging Director, Financial Advisor, Chief Compliance Officer50-75%2013

Frequently asked questions

How much does Sageoak Financial, LLC manage?

Sageoak Financial, LLC reports $174.8 million in regulatory assets under management on its Form ADV.

How many employees does Sageoak Financial, LLC have?

Sageoak Financial, LLC reports 3 employees.

Where is Sageoak Financial, LLC located?

Sageoak Financial, LLC is based in Tulsa, OK and has been SEC-registered since 2021.

Does Sageoak Financial, LLC disclose fund performance?

Sageoak Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address6120 S Yale Ave Suite 100, Tulsa, OK 74136-4213
Phone(918) 627-3700
Office hoursBy Appointment Only
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyNo

Regulatory AUM

$174.8M▲ 21%
Feb '25 — $143.9MMar '25 — $143.9MApr '25 — $143.9MMay '25 — $143.9MJun '25 — $143.9MJul '25 — $143.9MAug '25 — $143.9MSep '25 — $143.9MOct '25 — $143.9MNov '25 — $143.9MDec '25 — $143.9MJan '26 — $143.9MFeb '26 — $143.9MMar '26 — $174.8MApr '26 — $174.8MMay '26 — $174.8MJun '26 — $174.8M
Feb '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 79%
Larger than 21% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers

Assets under management

$174.8Mregulatory AUM
Discretionary $174.8M